Bandstructure of SrVO3 in GW

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Description: the GW bandstructure of SrVO3 using VASP and WANNIER90.


Performing a GW calculation with VASP is a 3-step procedure: a DFT groundstate calculation, a calculation to obtain a number of virtual orbitals, and the actual GW calculation itself. In this example we will also see how the results of the GW calculation may be postprocessed with WANNIER90 to obtain the dispersion of the bands along the usual high symmetry directions in reciprocal space.

The DFT groundstate calculation and bandstructure with wannier90

Everthing starts with a conventional DFT (in this case LDA) groundstate calculation:

  • INCAR (see INCAR.DFT)
System  = SrVO3                                                                                                                                                
                                                                                                                                                               
NBANDS = 36                                                                                                                                                    
                                                                                                                                                               
ISMEAR = -5                                                                                                                                                    
EMIN = -20 ; EMAX = 20 ; NEDOS = 1000  # usefull energy range for density of states                                                                            
                                                                                                                                                               
EDIFF = 1E-8                           # high precision for groundstate calculation                                                                            
                                                                                                                                                               
KPAR = 2                                                                                                                                                       
                                                                                                                                                               
LORBIT = 11                                                                                                                                                    
                                                                                                                                                               
LWANNIER90_RUN = .TRUE.

Copy the aforementioned file to INCAR:

cp INCAR.DFT INCAR
  • KPOINTS
Automatically generated mesh
       0
Gamma
 4 4 4
 0 0 0

Mind: this is definitely not dense enough for a high-quality description of SrVO3, but in the interest of speed we will live with it.

  • POSCAR
SrVO3
3.77706  #taken from 9x9x9 with sigma=0.2 ismear=2
 +1.0000000000  +0.0000000000  +0.0000000000 
 +0.0000000000  +1.0000000000  +0.0000000000 
 +0.0000000000  +0.0000000000  +1.0000000000 
Sr V O
 1 1 3
Direct
 +0.0000000000  +0.0000000000  +0.0000000000 
 +0.5000000000  +0.5000000000  +0.5000000000 
 +0.5000000000  +0.5000000000  +0.0000000000 
 +0.5000000000  +0.0000000000  +0.5000000000 
 +0.0000000000  +0.5000000000  +0.5000000000
  • wannier90.win (see wannier90.win.dft)

WANNIER90 takes its input from the file wannier90.win. To construct Wannier functions for the Vanadium t2g manifold in SrVO3, and plot the dispersion of the associated bands along R-G-X-M, one may use the following settings:

bands_plot = true

begin kpoint_path
R  0.50000000  0.50000000  0.50000000  G  0.00000000  0.00000000  0.00000000
G  0.00000000  0.00000000  0.00000000  X  0.50000000  0.00000000  0.00000000
X  0.50000000  0.00000000  0.00000000  M  0.50000000  0.50000000  0.00000000
M  0.50000000  0.50000000  0.00000000  G  0.00000000  0.00000000  0.00000000
end kpoint_path

num_wann =    3

num_bands=    3

exclude_bands : 1-20, 24-36

begin projections
V:dxy;dxz;dyz
end projections

Copy the above to wannier90.win:

cp wannier90.win.dft wannier90.win

and run vasp.

If all went well, the Vanadium t2g band dispersion thus obtained, may conveniently be visualized with gnuplot:

gnuplot -persist ./wannier90_band.gnu
N.B.: Most modern versions of gnuplot will respond with an error message unless you remove the first line of wannier90_band.gnu (some deprecated syntax issue).

Mind: Here the eigenvalues have been shifted such that the Fermi level is a 0 eV.

Analysis of the DOS

In the above we have set:

LORBIT = 11

Therefore, in addition to the total density-of-states (DOS), the DOSCAR file contains blocks of information with the site-projected lm-decomposed DOS as well. The site-projected lm-decomposed band character is written to the PROCAR file.

To plot the total DOS and the Vanadium t2g and eg partial-DOS using gnuplot, execute the following command:

./plotdos

Mind: Check the OUTCAR file for the position of the Fermi level. These DOSs have not been shifted such that the Fermi level is at 0 eV.

Obtain DFT virtual orbitals

  • INCAR (see INCAR.DIAG)
System  = SrVO3

#ISMEAR = -5                           # does not work for LOPTICS=.TRUE.
ISMEAR = 1 ; SIGMA = 0.2
EMIN = -20 ; EMAX = 20 ; NEDOS = 1000  # usefull energy range for density of states

ALGO = Exact  ; NELM = 1               # exact diagonalization one step suffices
EDIFF = 1E-8                           # high precision for groundstate calculation
NBANDS = 96                            # need for a lot of bands in GW
LOPTICS = .TRUE.                       # we need d phi/ d k  for GW calculations

KPAR = 2

Copy the aforementioned file to INCAR:

cp INCAR.DIAG INCAR

and restart VASP.

At this stage it is a good idea to make a safety copy of the WAVECAR and WAVEDER files since we will repeatedly need them in the calculations that follow:

cp WAVECAR WAVECAR.DFT.96bands
cp WAVEDER WAVEDER.DFT.96bands

The dielectric function

The frequency dependent dielectric function in the independent-particle (IP) picture is written to the OUTCAR and vasprun.xml files. In the OUTCAR you should search for

 frequency dependent IMAGINARY DIELECTRIC FUNCTION (independent particle, no local field effects)

and

 frequency dependent      REAL DIELECTRIC FUNCTION (independent particle, no local field effects)

To visualize the real and imaginary parts of the frequency dependent dielectric function (from the vasprun.xml you may execute

./plotoptics2

The GW calculation

  • INCAR (see INCAR.GW0)
System  = SrVO3

ISMEAR = -5
EMIN = -20 ; EMAX = 20 ; NEDOS = 1000  # usefull energy range for density of states

NBANDS = 96                            # need for a lot of bands in GW

ALGO = GW0                             # 
NELM = 1                               # one step so this is really G0W0
PRECFOCK = Fast                        # select fast mode for FFT's 
ENCUTGW = 100                          # energy cutoff for response function
NOMEGA = 200                           # metal, we need a lot of frequency points

KPAR = 2

Copy the aforementioned file to INCAR:

cp INCAR.GW0 INCAR

and restart VASP.

Analysis of the DOS and bandstructure with wannier90

  • INCAR (see INCAR.NONE)
System  = SrVO3

ISMEAR = -5
EMIN = -20 ; EMAX = 20 ; NEDOS = 1000  # usefull energy range for density of states

ALGO = None ; NELM = 1                 # exact diagonalization one step suffices
NBANDS = 96                            # need for a lot of bands in GW

LORBIT = 11

LWANNIER90_RUN = .TRUE.

Again, copy the aforementioned file to INCAR:

cp INCAR.GW0 INCAR

And use the following input for wannier90:

  • wannier90.win (see wannier90.win.gw)
bands_plot = true                                                                                                                                              
                                                                                                                                                               
begin kpoint_path                                                                                                                                              
R  0.50000000  0.50000000  0.50000000  G  0.00000000  0.00000000  0.00000000                                                                                   
G  0.00000000  0.00000000  0.00000000  X  0.50000000  0.00000000  0.00000000                                                                                   
X  0.50000000  0.00000000  0.00000000  M  0.50000000  0.50000000  0.00000000                                                                                   
M  0.50000000  0.50000000  0.00000000  G  0.00000000  0.00000000  0.00000000                                                                                   
end kpoint_path                                                                                                                                                
                                                                                                                                                               
num_wann =    3                                                                                                                                                
                                                                                                                                                               
num_bands=    3                                                                                                                                                
                                                                                                                                                               
exclude_bands : 1-20, 24-96                                                                                                                                    
                                                                                                                                                               
begin projections                                                                                                                                              
V:dxy;dxz;dyz                                                                                                                                                  
end projections

and restart VASP.

To compare the Vanadium t2g band dispersion in the GW approximation with the LDA bandstructure, run the following command:

gnuplot -persist plotme.gw

Mind: Here the eigenvalues have been shifted such that the Fermi level is a 0 eV.

To plot the total DOS and the Vanadium t2g and eg partial-DOS using gnuplot, execute the following command:

./plotdos

Mind: Check the OUTCAR file for the position of the Fermi level. These DOSs have not been shifted such that the Fermi level is at 0 eV.

The dielectric function

To extract the frequency dependent dielectric constant, both in the independent-particle picture as well as including local field effects (either in DFT or in the RPA) and plot the real and imaginary components using gnuplot, execute

./plotchi


A comparison to the HSE hybrid functional

To illustrate the kind of results one would obtain for SrVO3 using the DFT/Hartree-Fock hybrid functional HSE, without actually doing a full selfconsistent calculation, we will recalculate the one-electron energies and DOS (ALGO=Eigenval) using the HSE functional with DFT orbitals as input:

  • INCAR (see INCAR.HSE)
System  = SrVO3

ISMEAR = -5
EMIN = -20 ; EMAX = 20 ; NEDOS = 1000  # usefull energy range for density of states

EDIFF = 1E-8                           # high precision for groundstate calculation

KPAR = 2
LHFCALC = .TRUE.  ; HFSCREEN = 0.2  ; NBANDS = 48
PRECFOCK = Fast   ; NELM = 1
ALGO = Eigenval

LWAVE = .FALSE.                        # do not write the wave functions

LORBIT = 11

LWANNIER90_RUN = .TRUE.

Copy the aforementioned file to INCAR:

cp INCAR.HSE INCAR


Ase the following WANNIER90 input:

  • wannier90.win (see wannier90.win.hse)
bands_plot = true

begin kpoint_path
R  0.50000000  0.50000000  0.50000000  G  0.00000000  0.00000000  0.00000000
G  0.00000000  0.00000000  0.00000000  X  0.50000000  0.00000000  0.00000000
X  0.50000000  0.00000000  0.00000000  M  0.50000000  0.50000000  0.00000000
M  0.50000000  0.50000000  0.00000000  G  0.00000000  0.00000000  0.00000000
end kpoint_path

num_wann =    3

num_bands=    3

exclude_bands : 1-20, 24-48

begin projections
V:dxy;dxz;dyz
end projections

Copy the above to wannier90.win:

cp wannier90.win.hse wannier90.win
  • WAVECAR

Mind: This calculation (and the ones following below) needs to restart from a set of converged DFT wave functions, therefore:

cp WAVECAR.DFT.96bands WAVECAR

To compare the HSE Vanadium t2g band dispersion with the LDA bandstructure, run the following command:

gnuplot -persist plotme.hse

Mind: Here the eigenvalues have been shifted such that the Fermi level is a 0 eV.

To plot the total DOS and the Vanadium t2g and eg partial-DOS using gnuplot, execute the following command:

./plotdos

Mind: Check the OUTCAR file for the position of the Fermi level. These DOSs have not been shifted such that the Fermi level is at 0 eV.


Download

SrVO3_GW_band.tgz


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