LDAUTYPE

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LDAUTYPE = 1 | 2 | 4
Default: LDAUTYPE = 2 

Description: LDAUTYPE specifies which type of L(S)DA+U approach will be used.


The L(S)DA often fails to describe systems with localized (strongly correlated) d and f-electrons (this manifests itself primarily in the form of unrealistic one-electron energies). In some cases this can be remedied by introducing a strong intra-atomic interaction in a (screened) Hartree-Fock like manner, as an on-site replacement of the L(S)DA. This approach is commonly known as the L(S)DA+U method. Setting LDAU=.TRUE. in the INCAR file switches on the L(S)DA+U. The first VASP LDA+U calculations, including some additional technical details on the VASP implementation, can be found in Ref. [1] (the original implementation was done by Olivie Bengone [2] and Georg Kresse).

  • LDAUTYPE=1: The rotationally invariant LSDA+U introduced by Liechtenstein et al.[3]
This particular flavour of LSDA+U is of the form
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\rm {HF}}}}={\frac {1}{2}}\sum _{{\{\gamma \}}}(U_{{\gamma _{1}\gamma _{3}\gamma _{2}\gamma _{4}}}-U_{{\gamma _{1}\gamma _{3}\gamma _{4}\gamma _{2}}}){{\hat n}}_{{\gamma _{1}\gamma _{2}}}{{\hat n}}_{{\gamma _{3}\gamma _{4}}}
and is determined by the PAW on-site occupancies
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {{\hat n}}_{{\gamma _{1}\gamma _{2}}}=\langle \Psi ^{{s_{2}}}\mid m_{2}\rangle \langle m_{1}\mid \Psi ^{{s_{1}}}\rangle
and the (unscreened) on-site electron-electron interaction
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): U_{{\gamma _{1}\gamma _{3}\gamma _{2}\gamma _{4}}}=\langle m_{1}m_{3}\mid {\frac {1}{|{\mathbf {r}}-{\mathbf {r}}^{\prime }|}}\mid m_{2}m_{4}\rangle \delta _{{s_{1}s_{2}}}\delta _{{s_{3}s_{4}}}
where |m⟩ are real spherical harmonics of angular momentum L=LDAUL.
The unscreened e-e interaction Uγ1γ3γ2γ4 can be written in terms of the Slater integrals Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{0} , Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{2} , Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{4} , and Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{6} (f-electrons). Using values for the Slater integrals calculated from atomic orbitals, however, would lead to a large overestimation of the true e-e interaction, since in solids the Coulomb interaction is screened (especially Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{0} ).
In practice these integrals are therefore often treated as parameters, i.e., adjusted to reach agreement with experiment in some sense: equilibrium volume, magnetic moment, band gap, structure. They are normally specified in terms of the effective on-site Coulomb- and exchange parameters, U and J (LDAUU and LDAUJ, respectively). U and J are sometimes extracted from constrained-LSDA calculations.
These translate into values for the Slater integrals in the following way (as implemented in VASP at the moment):
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): L\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{0}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{2}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{4}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): F^{6}\;
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 1\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 5J\; - -
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 2\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\frac {14}{1+0.625}}J Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 0.625F^{2}\; -
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 3\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\frac {6435}{286+195\cdot 0.668+250\cdot 0.494}}J Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 0.668F^{2}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): 0.494F^{2}\;
The essence of the LSDA+U method consists of the assumption that one may now write the total energy as:
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\mathrm {tot}}}}(n,{\hat n})=E_{{{\mathrm {DFT}}}}(n)+E_{{{\mathrm {HF}}}}({\hat n})-E_{{{\mathrm {dc}}}}({\hat n})
where the Hartree-Fock like interaction replaces the LSDA on site due to the fact that one subtracts a double counting energy Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\mathrm {dc}}}} , which supposedly equals the on-site LSDA contribution to the total energy,
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\mathrm {dc}}}}({\hat n})={\frac {U}{2}}{{\hat n}}_{{{\mathrm {tot}}}}({{\hat n}}_{{{\mathrm {tot}}}}-1)-{\frac {J}{2}}\sum _{\sigma }{{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }({{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }-1).
  • LDAUTYPE=2: The simplified (rotationally invariant) approach to the LSDA+U, introduced by Dudarev et al.[4]
This flavour of LSDA+U is of the following form:
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\mathrm {LSDA+U}}}}=E_{{{\mathrm {LSDA}}}}+{\frac {(U-J)}{2}}\sum _{\sigma }\left[\left(\sum _{{m_{1}}}n_{{m_{1},m_{1}}}^{{\sigma }}\right)-\left(\sum _{{m_{1},m_{2}}}{\hat n}_{{m_{1},m_{2}}}^{{\sigma }}{\hat n}_{{m_{2},m_{1}}}^{{\sigma }}\right)\right].
This can be understood as adding a penalty functional to the LSDA total energy expression that forces the on-site occupancy matrix in the direction of idempotency,
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\hat n}^{{\sigma }}={\hat n}^{{\sigma }}{\hat n}^{{\sigma }} .
Real matrices are only idempotent when their eigenvalues are either 1 or 0, which for an occupancy matrix translates to either fully occupied or fully unoccupied levels.
Note: in Dudarev's approach the parameters U and J do not enter seperately, only the difference (U-J) is meaningful.
  • LDAUTYPE=4: same as LDAUTYPE=1, but LDA+U instead of LSDA+U (i.e. no LSDA exchange splitting).
In the LDA+U case the double counting energy is given by,
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): E_{{{\mathrm {dc}}}}({\hat n})={\frac {U}{2}}{{\hat n}}_{{{\mathrm {tot}}}}({{\hat n}}_{{{\mathrm {tot}}}}-1)-{\frac {J}{2}}\sum _{\sigma }{{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }({{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }-1).

Warning: it is important to be aware of the fact that when using the L(S)DA+U, in general the total energy will depend on the parameters U and J (LDAUU and LDAUJ, respectively). It is therefore not meaningful to compare the total energies resulting from calculations with different U and/or J, or U-J in case of Dudarev's approach (LDAUTYPE=2).

Note on bandstructure calculation: the CHGCAR file contains only information up to angular momentum quantum number L=LMAXMIX for the on-site PAW occupancy matrices. When the CHGCAR file is read and kept fixed in the course of the calculations (ICHARG=11), the results will be necessarily not identical to a selfconsistent run. The deviations are often large for L(S)DA+U calculations. For the calculation of band structures within the L(S)DA+U approach, it is hence strictly required to increase LMAXMIX to 4 (d elements) and 6 (f elements).

Related Tags and Sections

LDAU, LDAUL, LDAUU, LDAUJ, LDAUPRINT, LMAXMIX

Examples that use this tag

References


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