Requests for technical support from the VASP group should be posted in the VASP-forum.

# LDAUTYPE

LDAUTYPE = 1 | 2 | 4

Default: **LDAUTYPE** = 2

Description: LDAUTYPE specifies which type of L(S)DA+U approach will be used.

The L(S)DA often fails to describe systems with localized (strongly correlated) *d* and *f*-electrons (this manifests itself primarily in the form of unrealistic one-electron energies). In some cases this can be remedied by introducing a strong intra-atomic interaction in a (screened) Hartree-Fock like manner, as an on-site replacement of the L(S)DA. This approach is commonly known as the L(S)DA+U method. Setting LDAU=.TRUE. in the INCAR file switches on the L(S)DA+U.
The first VASP LDA+U calculations, including some additional technical details on the VASP implementation, can be found in Ref. ^{[1]} (the original implementation was done by Olivie Bengone ^{[2]} and Georg Kresse).

- LDAUTYPE=1: The rotationally invariant LSDA+U introduced by Liechtenstein
*et al.*^{[3]}

- This particular flavour of LSDA+U is of the form
- and is determined by the PAW on-site occupancies
- and the (unscreened) on-site electron-electron interaction
- where |
*m*〉 are real spherical harmonics of angular momentum*L*=LDAUL.

- The unscreened e-e interaction
*U*_{γ1}_{γ3}_{γ2}_{γ4}can be written in terms of the Slater integrals , , , and (f-electrons). Using values for the Slater integrals calculated from atomic orbitals, however, would lead to a large overestimation of the true e-e interaction, since in solids the Coulomb interaction is screened (especially ).

- In practice these integrals are therefore often treated as parameters,
*i.e.*, adjusted to reach agreement with experiment in some sense: equilibrium volume, magnetic moment, band gap, structure. They are normally specified in terms of the effective on-site Coulomb- and exchange parameters,*U*and*J*(LDAUU and LDAUJ, respectively).*U*and*J*are sometimes extracted from constrained-LSDA calculations.

- These translate into values for the Slater integrals in the following way (as implemented in VASP at the moment):

- - -

- The essence of the LSDA+U method consists of the assumption that one may now write the total energy as:

- where the Hartree-Fock like interaction replaces the LSDA on site due to the fact that one subtracts a double counting energy , which supposedly equals the on-site LSDA contribution to the total energy,

- LDAUTYPE=2: The simplified (rotationally invariant) approach to the LSDA+U, introduced by Dudarev
*et al.*^{[4]}

- This flavour of LSDA+U is of the following form:

- This can be understood as adding a penalty functional to the LSDA total energy expression that forces the on-site occupancy matrix in the direction of idempotency,
- .

- Real matrices are only idempotent when their eigenvalues are either 1 or 0, which for an occupancy matrix translates to either fully occupied or fully unoccupied levels.

**Note**: in Dudarev's approach the parameters*U*and*J*do not enter seperately, only the difference (*U*-*J*) is meaningful.

- In the LDA+U case the double counting energy is given by,

**Warning**: it is important to be aware of the fact that when using the L(S)DA+U, in general the total energy will depend on the parameters *U* and *J* (LDAUU and LDAUJ, respectively). It is therefore not meaningful to compare the total energies resulting from calculations with different *U* and/or *J*, or *U*-*J* in case of Dudarev's approach (LDAUTYPE=2).

**Note on bandstructure calculation**: the CHGCAR file contains only information up to angular momentum quantum number *L*=LMAXMIX for the on-site PAW occupancy matrices. When the CHGCAR file is read and kept fixed in the course of the calculations (ICHARG=11), the results will be necessarily not identical to a selfconsistent run. The deviations are often large for L(S)DA+U calculations. For the calculation of band structures within the L(S)DA+U approach, it is hence strictly required to increase LMAXMIX to 4 (d elements) and 6 (f elements).

## Related Tags and Sections

LDAU, LDAUL, LDAUU, LDAUJ, LDAUPRINT, LMAXMIX

## References

- ↑ A Rohrbach, J Hafner and G Kresse J. Phys.: Condens. Matter 15, 979–996 (2003).
- ↑ O. Bengone, M. Alouani, P. Blöchl, and J. Hugel, Phys. Rev. B 62, 16392 (2000).
- ↑ A. I. Liechtenstein, V. I. Anisimov and J. Zaane, Phys. Rev. B 52, R5467 (1995).
- ↑ S. L. Dudarev, G. A. Botton, S. Y. Savrasov, C. J. Humphreys and A. P. Sutton, Phys. Rev. B 57, 1505 (1998).